By: Matthew Arndt, CFA, CPA, CFP | August 25, 2010 | Deceptive Sales Practices, Wall Street Ethics
Is your advisor unexpectedly changing his business model or practices? Do you suddenly find yourself in front of your advisor with him telling you all about the virtues of his new fee-based business? Explaining to you the merits of why his managing your portfolio for a fee is beneficial to you? Do you wonder why [...]
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By: DFree | August 10, 2010 | Wall Street Ethics
Wall Street is an interesting study if you think about it. On one hand, they spend millions of dollars a year in advertising, promoting their services to investors. I’ll forever remember one commercial where a couple was sitting in their living room talking about how safe they felt because they had a bull (in their [...]
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