McAfee Secure sites help keep you safe from identity theft, credit card fraud, spyware, spam, viruses and online scams

By: Bryan Beatty | July 31, 2009 | Investor Information

Ameriprise to pay $17.3 million to settle case with the SEC. http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20090719/REG/307199991&ht=ameriprise

One of the things that clients or prospective clients need to do is ask why a particular investment was recommended. Many people do. What they don’t ask however is how much do you get paid to recommend that investment. They should know how their advisor or broker gets paid. They should know if their are different ways to invest. Investors have a right to know how much they are paying for any product or services. What the industry needs more than anything else is transparency.

Post a Comment

Find a Financial Advisor or Planner!
 
Search Function

Search by Key Word, Category or Author Name

Discussion Topics
Recent Posts
Other Notable Blog Sites
Archives
Sponsors
Popular Searches