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	<title>Investor Watchdog - Finance Education &#187; broker</title>
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	<description>Timely financial educational resource information is your best defense against investment schemes &#38; scams</description>
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		<title>Client Due Diligence Can Help Protect Assets</title>
		<link>http://www.investorwatchdog.com/client-due-diligence</link>
		<comments>http://www.investorwatchdog.com/client-due-diligence#comments</comments>
		<pubDate>Wed, 24 Jun 2009 15:04:04 +0000</pubDate>
		<dc:creator>Bryan Beatty</dc:creator>
				<category><![CDATA[Investor Information]]></category>
		<category><![CDATA[advisor]]></category>
		<category><![CDATA[background check]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[due diligence]]></category>
		<category><![CDATA[fraud]]></category>
		<category><![CDATA[investor]]></category>

		<guid isPermaLink="false">http://www.investorwatchdog.com/?p=959</guid>
		<description><![CDATA[Jeffrey Southard stole $1.83 million from clients. At the time he was working with Ameriprise then named American Express Financial Advisors where he was suspended and allowed to resign. If a&#160;prospective client&#160;checked&#160; the registration report on this broker they would have seen in September 13, 2003 that Ameriprise &#34;settled in the field offered unregistered securities [...]]]></description>
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		<title>What You Should Know About Bad Advice and Sales Practice at the Cost of the Client&#8217;s Interest</title>
		<link>http://www.investorwatchdog.com/sales-practice-at-the-cost-of-the-clients-interest</link>
		<comments>http://www.investorwatchdog.com/sales-practice-at-the-cost-of-the-clients-interest#comments</comments>
		<pubDate>Wed, 03 Jun 2009 15:50:39 +0000</pubDate>
		<dc:creator>Daniel Chen</dc:creator>
				<category><![CDATA[Bad Financial Advice]]></category>
		<category><![CDATA[Bad Advice]]></category>
		<category><![CDATA[broker]]></category>
		<category><![CDATA[Conflicts of Interest]]></category>
		<category><![CDATA[due dilgence]]></category>
		<category><![CDATA[financial advisor]]></category>
		<category><![CDATA[Financial Consultant]]></category>
		<category><![CDATA[investment products]]></category>
		<category><![CDATA[investment representative]]></category>
		<category><![CDATA[red flags]]></category>

		<guid isPermaLink="false">http://www.investorwatchdog.com/?p=657</guid>
		<description><![CDATA[&#160;Very Popular Sales Practice Results in Bad Advice&#160;at the Cost of the Clients interest!
When you meet with an Advisor, Broker, Financial Consultant, Investment Representative or however someone describes themselves, buyer beware!!
How some brokers hide bad advice!
The true intentions of a lot of these individuals is SALES, pure and simple!! In this brief article I am [...]]]></description>
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